Kathryn W. Davis

ARISTIDES CAPITAL

LOUISVILLE, KY 40202

CRD#: 8173338

Some features on this profile are disabled

Professional summary

Kathryn Wetterer Davis, who also goes by Katie Davis, Kathryn Maria Wetterer, is a registered financial advisor currently at ARISTIDES CAPITAL LLC located in Louisville, Kentucky.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Kathryn has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Katie Davis | Kathryn Maria Wetterer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Wetterer Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2025 - Present

ARISTIDES CAPITAL LLC

Office #1: 552 E Market St. Ste 200, Louisville, KY 40202

RIA

CRD#: 162368

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARISTIDES CAPITAL LLC

CRD#: 162368 / SEC#: 801-119110

RIA

Registered Investment Advisory firm - (7/22/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(10/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2025

Uniform Investment Adviser Law Examination

Current Firm

ARISTIDES CAPITAL LLC

CRD#: 162368 / SEC#: 801-119110

RIA

Registered Investment Advisory firm - (7/22/2020 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

552 E Market St. Ste 200, Louisville, KY 40202

Mailing Address

Phone number

(502) 694-8001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A MARCH 2024 ANNUAL AMENDMENT (10/29/2025)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 472,847,219

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Ohio	ERA - Withdrawn	6/22/2020
Washington	ERA - Withdrawn	6/22/2020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Trystan Downey

CERITY PARTNERS LLC

IAR

LOUISVILLE, KY

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kathryn W. Davis

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Wetterer Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARISTIDES CAPITAL LLC

Primary Firm SEC Registration

ARISTIDES CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2025

Current Firm

ARISTIDES CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

ARISTIDES CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors