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CC

Christopher C. Caputo

JAMIESON CORPORATE FINANCE US
NEW YORK, NY 10022
CRD#: 8172661
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CC
Christopher Charles CaputoJAMIESON CORPORATE FINANCE US

Professional summary

Christopher Charles Caputo is a registered financial professional currently at JAMIESON CORPORATE FINANCE US LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2026. Christopher has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Charles Caputo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2026 - Present

JAMIESON CORPORATE FINANCE US LLC

Office #1: 410 Park Ave Suite 1510, New York, NY 10022
BD
CRD#: 170172
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/28/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/12/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/11/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JC
JAMIESON CORPORATE FINANCE US LLC
JAMIESON CORPORATE FINANCE US LLC

CRD#: 170172 / SEC#: , 8-69412

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
410 Park Ave Suite 1510, New York, NY 10022
Mailing Address
410 Park Ave Suite 1510, New York, NY 10022
Phone number
(212) 224-8200
Established
Delaware since 10/18/2013
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JCF US LLCCONTROLLING MEMBER OF BD
BARENBOIM, LEONARDCCO1523181
GENDRON, KAREN MARIECFO/FINOP1503330
GREENLAND, JOHN MICHAELMEMBER OF BD6283511
WASSERBERGER, MARKCHIEF EXECUTIVE OFFICER2636502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JAMIESON CORPORATE FINANCE US LLC

CRD#: 170172New York, NY 10022

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