MH
Mia A. Hartung
LESKO SECURITIES
VESTAL, NY 13850
CRD#: 8172190
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MH
Mia Ann HartungLESKO SECURITIES
Professional summary
Mia Ann Hartung is a registered financial professional currently at LESKO SECURITIES INC. located in Vestal, New York.
Mia is registered as a RR (Registered Representative) and started their career in finance in 2025. Mia has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mia Ann Hartung's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2025 - Present
LESKO SECURITIES INC.
Office #1: 400 Plaza Dr Suite A, Vestal, NY 13850RIA
BD
CRD#: 10091
VESTAL, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LESKO SECURITIES INC.
LESKO FINANCIAL | NEW DECADE CAPITAL CORP. | LESKO SECURITIES, INC. | LESKO SECURITIES INC. | LESKO SECURITIES INC
CRD#: 10091 / SEC#: 801-110085, 8-26408
RIA
Registered Investment Advisory firm - SEC (3/20/2017 Approved)New York
Registered Investment Advisory firm - SEC (4/18/2017 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/18/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/29/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LESKO SECURITIES INC.
LESKO FINANCIAL | NEW DECADE CAPITAL CORP. | LESKO SECURITIES, INC. | LESKO SECURITIES INC. | LESKO SECURITIES INC
CRD#: 10091 / SEC#: 801-110085, 8-26408
RIA
Registered Investment Advisory firm - SEC (3/20/2017 Approved)New York
Registered Investment Advisory firm - SEC (4/18/2017 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/18/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 Plaza Dr Ste A, Vestal, NY 13850
Mailing Address
400 Plaza Dr Suite A, Vestal, NY 13850
Phone number
(607) 724-2421
Established
Delaware since 11/05/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (10 States and Territories)
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LESKO FINANCIAL SERVICES, INC. | OWNER | |
| HAMPTON, WILLIAM CHARLES | TREASURER | 1823025 |
| HARTUNG, ROBERT SCOTT | VICE PRESIDENT | 1295142 |
| LALOVIC, NIKOLA | GENERAL SECURITIES PRINCIPAL | 6513315 |
| LESKO, GREGORY STEPHEN | GENERAL SECURITIES PRINCIPAL | 1175893 |
| LESKO, GREGORY STEPHEN | ROSFP | 1175893 |
| LESKO, GREGORY STEPHEN | CEO / CCO | 1175893 |
| LESKO, GREGORY STEPHEN | MUNICIPAL SECURITIES PRINCIPAL | 1175893 |
| LESKO, GREGORY STEPHEN | PRESIDENT | 1175893 |
| PICHURA, RICHARD JAMES | SECRETARY | 4065566 |
| STEBBINS, KAREN MARIE | OPERATIONS MANAGER | 4152490 |
| STEBBINS, KAREN MARIE | GENERAL SECURITIES PRINCIPAL | 4152490 |
| THORNTON, STEVEN LEE | PFO & FINOP | 4496384 |
Regulatory assets under management
| Total Number of Accounts | 2,313 |
| AUM (Assets Under Management) | $ 597,142,817 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LESKO SECURITIES INC.
CRD#: 10091Vestal, NY 13850TRUST BUT VERIFY
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