Malcolm I. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malcolm Ian Campbell was a registered financial professional .
Malcolm is a previously registered financial professional and started their career in finance in 1976. Malcolm had worked at 20 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2015 - July 31, 2018
ACCELERATED CAPITAL GROUP
April 5, 2011 - June 1, 2015
NEWPORT COAST SECURITIES, INC.
September 11, 2009 - March 31, 2011
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
December 11, 2008 - May 27, 2009
AIS FINANCIAL, INC.
January 22, 2008 - December 18, 2008
NEWPORT COAST SECURITIES, INC.
June 15, 2006 - January 17, 2008
AIS FINANCIAL, INC.
February 26, 2004 - June 15, 2006
J.P. TURNER & COMPANY, L.L.C.
September 10, 2001 - December 31, 2003
MUTUAL SERVICE CORPORATION
June 22, 1998 - September 26, 2001
TRADEWAY SECURITIES GROUP, INC.
August 24, 1995 - June 11, 1998
WEST AMERICA SECURITIES CORP
November 5, 1993 - September 15, 1995
LAZAR FREDERICK & COMPANY
January 25, 1993 - October 27, 1993
TITAN/VALUE EQUITIES GROUP, INC.
May 19, 1992 - January 11, 1993
ROBERT SCOTT SECURITIES, INC.
July 30, 1990 - May 11, 1992
TITAN/VALUE EQUITIES GROUP, INC.
December 16, 1989 - July 11, 1990
LPL FINANCIAL LLC
November 6, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
January 25, 1984 - October 23, 1987
CETERA WEALTH SERVICES, LLC
August 26, 1982 - April 20, 1983
PETERSON, DIEHL & COMPANY, INC.
May 19, 1980 - September 13, 1980
CITIGROUP GLOBAL MARKETS INC.
January 31, 1980 - March 14, 1986
UBS FINANCIAL SERVICES INC.
September 26, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
June 25, 1979 - October 13, 1979
LEHMAN BROTHERS INC.
November 21, 1978 - June 25, 1979
LOEB PARTNERS
September 8, 1976 - November 24, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 2, 1976 - September 16, 1976
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACCELERATED CAPITAL GROUP
CRD#: 41270 / SEC#: , 8-49347
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STEVENS, JODI KAYE | ASSIGNEE FOR STRONGBOW/CCO | 7028802 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
