David W. Pequet

MPI WEALTH MANAGEMENT LLC

HINSDALE, IL 60521-2965

Some features on this profile are disabled

CRD#: 816955

Professional summary

David Wayne Pequet is a registered financial advisor currently at MPI WEALTH MANAGEMENT LLC located in Hinsdale, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. David has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Roger B. Chaffee Scholarship Fund Director & Treasurer Since 10/2021 Not Investment Related Duck Lake Inn LLC Cottage Rental Since 10/2021 Officer 20hrs per year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Pequet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2019 - Present

MPI WEALTH MANAGEMENT LLC

Office #1: 15 Salt Creek Lane Suite 404, Hinsdale, IL 60521-2965

RIA

CRD#: 301011

HINSDALE, IL

Past

April 17, 1998 - December 31, 2022

MPI INVESTMENT MANAGEMENT INC

RIA

CRD#: 105181

HINSDALE, IL

Past

March 18, 1988 - April 5, 1990

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

March 11, 1986 - March 9, 1988

MOSELEY SECURITIES CORPORATION

CRD#: 7908

Past

October 21, 1981 - April 2, 1986

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

July 17, 1979 - November 6, 1981

MORGAN STANLEY DW INC.

CRD#: 7556

Past

October 10, 1978 - July 20, 1979

LOEB PARTNERS

CRD#: 7534

Past

June 15, 1977 - October 14, 1978

WHITE, WELD & CO. INCORPORATED

CRD#: 6802

Past

November 17, 1976 - July 24, 1977

SHEARSON HAYDEN STONE INC.

CRD#: 7295

Past

January 2, 1976 - November 17, 1976

SHEARSON HAYDEN STONE INC.

CRD#: 6774

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MPI WEALTH MANAGEMENT LLC

CRD#: 301011 / SEC#: 801-117155

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/1990

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/20/1975

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/1990

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/3/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

MPI WEALTH MANAGEMENT LLC

CRD#: 301011 / SEC#: 801-117155

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

15 Salt Creek Lane Suite 404, Hinsdale, IL 60521-2965

Mailing Address

Phone number

(630) 325-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MPI WEALTH MANAGEMENT ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 236,380,931

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David W. Pequet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Pequet's CRS (Customer Relationship Summary).

Certified licenses

Experience

MPI INVESTMENT MANAGEMENT INC

GRUNTAL & CO., L.L.C.

MOSELEY SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

LOEB PARTNERS

WHITE, WELD & CO. INCORPORATED

SHEARSON HAYDEN STONE INC.

SHEARSON HAYDEN STONE INC.

Primary Firm SEC Registration

MPI WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/1990

Series 63

Date: 6/30/1981

Series 7

Date: 12/20/1975

Series 24

Date: 1/26/1990

Series 8

Date: 8/3/1987

Current Firm

MPI WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MPI WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors