Jerry D. Brierly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Dale Brierly, who also goes by Jerry D Brierly, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1976. Jerry had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 1992 - June 16, 1992
G. R. PHELPS & CO., INC.
November 19, 1989 - April 19, 2023
OSAIC WEALTH, INC.
February 22, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 6, 1976 - March 10, 1984
G. R. PHELPS & CO., INC.
January 2, 1976 - May 6, 1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 2, 1976 - May 6, 1979
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/19/1975
Registered Representative ExaminationCurrent Firm
G. R. PHELPS & CO., INC.
CRD#: 173 / SEC#: , 8-26281
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
