Thomas W. Hehman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas William Hehman was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1976. Thomas had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 5, PC, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2014 - March 2, 2016
LAZARD FRERES & CO. LLC
May 5, 2005 - September 9, 2014
FM PARTNERS HOLDINGS LLC
February 4, 2003 - May 10, 2005
LAZARD FRERES & CO. LLC
March 8, 1988 - February 7, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 2, 1976 - February 23, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/4/2014
Limited Representative-Equity Trader ExamSeries 5
Date: 10/31/1981
Interest Rate Options ExaminationPC
Date: 8/31/1977
AMEX Put and Call ExamSeries 8
Date: 12/7/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
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