Harvey M. Burstein
Professional summary
Harvey Michael Burstein was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Harvey is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Harvey had worked at 7 firms, which includes BMA FINANCIAL SERVICES INC., DOMINICK & DICKERMAN LLC, STIFEL NICOLAUS & COMPANY INCORPORATED, E. F. HUTTON & COMPANY INC, UBS FINANCIAL SERVICES INC., R. ROWLAND & CO. INCORPORATED, LOWELL H. LISTROM & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 1990 - September 23, 1997
BMA FINANCIAL SERVICES, INC.
March 22, 1989 - October 13, 1989
DOMINICK & DICKERMAN LLC
July 2, 1984 - October 10, 1984
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 2, 1983 - August 13, 1984
E. F. HUTTON & COMPANY INC
September 9, 1982 - January 28, 1983
UBS FINANCIAL SERVICES INC.
February 23, 1982 - August 23, 1982
R. ROWLAND & CO., INCORPORATED
January 2, 1976 - February 5, 1982
LOWELL H. LISTROM & COMPANY INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BMA FINANCIAL SERVICES, INC.
CRD#: 7943 / SEC#: , 8-23717
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUSINESS MEN'S ASSURANCE COMPANY OF AMERICA | PARENT COMPANY | |
| DEARDORFF, MICHAEL KENT | DIRECTOR | 1435805 |
| FILING, NICHOLAS ANTHONY | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | 207502 |
| HEIDKAMP, MARGARET MARY | SECRETARY/DIRECTOR | 2461319 |
| HESSLING, RAYMOND ROBERT JR | CHIEF COMPLIANCE OFFICER | |
| HIGLEY, DAVID LEE | DIRECTOR | 2090115 |
| HUSE, FRED LEO | VICE PRESIDENT-SALES AND MARKETING | 253874 |
| ISRAELITE, AARON | SROP/CROP | 2228819 |
| JENNINGS, JOHN STEPHEN | FINOP | 2287506 |
| JENNINGS, JOHN STEPHEN | TREASURER | 2287506 |
| RAKICH, ROBERT THOMAS | CHAIRMAN OF BOARD/CEO/DIRECTOR | 2440050 |
| SODEN, STEPHEN STANLEY | PRESIDENT/MP/DIRECTOR | 430066 |
| SWEENEY, SUSAN A. | DIRECTOR |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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