James D. Strege

ROCKWAY WEALTH PARTNERS

URBANDALE, IA 50323

CRD#: 8167221

Some features on this profile are disabled

Professional summary

James Daniel Strege Jr, who also goes by Jimmie Daniel Strege Jr, is a registered financial advisor currently at ROCKWAY WEALTH PARTNERS located in Urbandale, Iowa.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. James has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jimmie Daniel Strege Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Daniel Strege Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2025 - Present

ROCKWAY WEALTH PARTNERS

Office #1: 15214 Ridgemont Drive, Urbandale, IA 50323

RIA

CRD#: 315419

URBANDALE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(10/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2025

Uniform Investment Adviser Law Examination

Current Firm

ROCKWAY WEALTH PARTNERS

CRD#: 315419 / SEC#:

Iowa

Registered Investment Advisory firm - (6/29/2021 Approved)

Missouri

Registered Investment Advisory firm - (11/10/2021 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

15214 Ridgemont Drive, Urbandale, IA 50323

Mailing Address

Phone number

(515) 414-7373

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 25,127,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Rajpreet Sangha

PRINCIPAL SECURITIES, INC.

IAR

Tracy, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James D. Strege

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Daniel Strege Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKWAY WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2025

Current Firm

ROCKWAY WEALTH PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROCKWAY WEALTH PARTNERS

TRUST BUT VERIFY

Similar Advisors