Robert S. Slotpole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Sol Slotpole was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1975. Robert had worked at 11 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2003 - December 15, 2004
BLACKROCK FUND ADVISORS
January 16, 2003 - December 15, 2004
BLACKROCK EXECUTION SERVICES
April 11, 1999 - May 3, 2001
GPC SECURITIES, INC.
November 9, 1994 - December 31, 1997
INVESCO DISTRIBUTORS, INC.
October 30, 1992 - May 12, 1993
HAMILTON PARTNERS LIMITED
May 29, 1985 - March 19, 1992
CREDIT SUISSE SECURITIES (USA) LLC
September 6, 1984 - May 9, 1985
JII SECURITIES INC.
July 28, 1981 - November 2, 1982
SALOMON BROTHERS INC.
February 22, 1978 - December 30, 1978
LEHMAN BROTHERS KUHN LOEB INCORPORATED
June 7, 1976 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
December 24, 1975 - July 23, 1976
P. R. HERZIG & CO. INC.
Primary Firm SEC Registration
BLACKROCK FUND ADVISORS
CRD#: 105247 / SEC#: 801-22609
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKROCK FUND ADVISORS
CRD#: 105247 / SEC#: 801-22609
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 541 |
| AUM (Assets Under Management) | $ 3,535,403,132,528 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
