Gordon Hing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Hing was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1975. Gordon had worked at 1 firm and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 1975 - December 29, 2009
EMMETT A LARKIN COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 6/24/1976
Financial Principal ExaminationSeries 00
Date: 12/18/1975
General Securities Principal ExaminationCurrent Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
