Jean-jacques Dalpe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean-jacques Dalpe, who also goes by Jack Dalpe, Jean Jacques Dalpe, Jeanjacques Dalpe, was a registered financial advisor .
Jean-jacques is a previously registered financial advisor and started their career in finance in 1975. Jean-jacques had worked at 10 firms and has passed the Series 65, Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2010 - February 18, 2011
SCF SECURITIES, INC.
December 1, 2006 - November 11, 2009
QUESTAR CAPITAL CORPORATION
June 29, 2006 - November 11, 2009
QUESTAR ASSET MANAGEMENT, INC.
October 3, 2003 - July 24, 2006
USALLIANZ SECURITIES, INC.
October 3, 2003 - December 1, 2006
USALLIANZ SECURITIES, INC.
July 8, 1998 - October 6, 2003
SUNAMERICA SECURITIES, INC.
June 18, 1989 - October 6, 2003
SUNAMERICA SECURITIES, INC.
October 13, 1987 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
March 12, 1984 - November 4, 1987
FINANCIAL SECURITY GROUP MARKETING CORP.
April 24, 1981 - August 20, 1981
FREEMAN FINANCIAL SERVICES CORPORATION
August 22, 1978 - June 20, 1979
THE VARIABLE ANNUITY MARKETING COMPANY
December 22, 1975 - June 22, 1978
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/15/1975
Registered Representative ExaminationSeries 40
Date: 10/2/1978
Registered Principal ExaminationCurrent Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
