Farrish E. Betton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Farrish Earl Betton was a registered financial professional .
Farrish is a previously registered financial professional and started their career in finance in 1975. Farrish had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 1984 - February 25, 1985
PILOT FINANCIAL SERVICES, INC.
November 11, 1982 - November 2, 1984
STRUCTURED SHELTERS SECURITIES, INC.
September 7, 1982 - October 29, 1982
CADARET, GRANT & CO., INC.
February 22, 1982 - October 28, 1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION
August 31, 1977 - October 22, 1981
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
December 16, 1975 - August 30, 1977
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/12/1975
Registered Representative ExaminationCurrent Firm
PILOT FINANCIAL SERVICES, INC.
CRD#: 7838 / SEC#: , 8-24253
Contact information
Documents
Red Flags
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