Carter W. Aiken
Professional summary
Carter William Aiken, who also goes by Carter Aiken, is a registered financial professional currently at WORTH FINANCIAL GROUP INC. located in Dallas, Texas.
Carter is registered as a RR (Registered Representative) and started their career in finance in 2026. Carter has worked at 1 firm and has passed the Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carter William Aiken's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2026 - Present
WORTH FINANCIAL GROUP INC.
Office #1: 16660 Dallas Parkway Suite 2200, Dallas, TX 75248State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 5/8/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
WORTH FINANCIAL GROUP INC.
CRD#: 13478 / SEC#: , 8-29827
Contact information
FINRA licenses (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 2,539,237 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
WORTH FINANCIAL GROUP INC.
CRD#: 13478Dallas, TX 75248TRUST BUT VERIFY
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