Jackie W. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jackie Wayne Kelly was a registered financial professional .
Jackie is a previously registered financial professional and started their career in finance in 1975. Jackie had worked at 1 firm and has passed the Series 63, Series 7 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 1975 - March 25, 1978
UMIC, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 00
Date: 12/10/1975
General Securities Principal ExaminationCurrent Firm
UMIC, INC.
CRD#: 5974 / SEC#: , 8-16723
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
