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JK

James R. Kelly

NORTHWATER CAPITAL
PORTLAND, ME 04101
CRD#: 8162973
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JK
James Rory KellyNORTHWATER CAPITAL

Professional summary

James Rory Kelly, who also goes by Rory Kelly, is a registered financial advisor currently at NORTHWATER CAPITAL located in Portland, Maine.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. James has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Rory Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Rory Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2026 - Present

NORTHWATER CAPITAL

Office #1: 254 Commercial Street Suite 245, Portland, ME 04101
RIA
CRD#: 338732
PORTLAND, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(1/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/6/2025
Uniform Investment Adviser Law Examination

Current Firm

NC
NORTHWATER CAPITAL
NORTHWATER CAPITAL | NORTHWATER CAPITAL LLC

CRD#: 338732 / SEC#:

Maine
Registered Investment Advisory firm - (1/23/2026 Approved)
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Contact information

Main Address
254 Commercial Street Suite 245, Portland, ME 04101
Mailing Address
Phone number
(207) 240-2947
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHWATER CAPITAL

CRD#: 338732Portland, ME 04101

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