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Alfred Tretola

Some features on this profile are disabled
CRD#: 816293
AT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alfred Tretola was a registered financial professional .

Alfred is a previously registered financial professional and started their career in finance in 1975. Alfred had worked at 8 firms and has passed the Series 63, Series 7 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 8, 2004 - January 10, 2013

NORTH RIDGE SECURITIES CORP.

BD
CRD#: 27098
VALLEY STREAM, NY
Past

May 16, 2003 - January 12, 2004

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

January 20, 2000 - April 28, 2003

GOLDIS FINANCIAL GROUP, INC.

BD
CRD#: 16444
GARDEN CITY, NY
Past

May 3, 1999 - January 7, 2000

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

July 16, 1991 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

September 11, 1990 - June 28, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
Past

September 11, 1990 - June 28, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Past

June 8, 1989 - June 28, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

June 8, 1989 - June 28, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

January 6, 1987 - May 26, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

February 18, 1982 - December 22, 1986

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Past

December 9, 1975 - December 24, 1986

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/22/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 12/4/1975
Registered Representative Examination

Current Firm

NR
NORTH RIDGE SECURITIES CORP.
NORTH RIDGE SECURITIES CORP.

CRD#: 27098 / SEC#: 801-108451, 8-42879

BD
Terminated by SEC on 04/05/2019
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Contact information

Main Address
1895 Walt Whitman Road, Melville, NY 11747-3031
Mailing Address
Phone number
Established
New York since 07/11/1990
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/24/2018)

Direct owners and executive officers

NamePositionCRD#
LEVY, DANIEL ROBERTPRESIDENT/CEO/FINANCIAL OPERATIONS PRINCIPAL/CCO1158953
GRINSPAN, SANDRA JEANEXEC. VICE PRESIDENT/MUNI BOND PRINC.1941931
LEVY, LOUIS MATTHEWCHIEF OPERATING OFFICER6633949

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH RIDGE SECURITIES CORP.

CRD#: 27098

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