AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
RH

Roderick Huang

CTC
CHICAGO, IL
·CRD# 8162141·1 year experience

Professional Summary

Roderick Huang is a registered financial advisor currently at CTC, LLC located in Chicago, Illinois. Roderick is registered as a RR (Registered Representative) and started their career in finance in 2025. Roderick has worked at 1 firm and has passed the Series 57TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Chicago, IL · CRD#
View profile
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Years of Experience

1 years in the financial services industry

Current & Past Employments

CTC, LLC·CRD# 44597
BD
1. 425 S. Financial Place 4th Floor, Chicago, IL 606052. 425 S. Financial Place 4th Floor, Chicago, IL 60605
October 28, 2025 - Present

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Current Firm

CL
CTC, LLC

CTC L.L.C. | CTC, LLC

CRD#: 44597 / SEC#: 8-50758
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place 4th Floor, Chicago, IL 60605

Mailing Address

425 S. Financial Place 4th Floor, Chicago, IL 60605

Phone Number

(312) 863-8000

Established

Illinois since 01/02/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
CTC TRADING GROUP, L.L.C.SOLE MEMBER—
ESTELL, BRETT MATTHEWPRESIDENT4568030
KIM, ALBERT JINWOOCHIEF COMPLIANCE OFFICER6183300
POPE, LISA YVETTEFINOP, PFO, POO2200264

Disclosures

Regulatory Event

21

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Oct 2025About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2025About the SIE exam
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Roderick Huang's CRS (Customer Relationship Summary).

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#
CHICAGO, IL · CRD#
Vincent Anthony Decrow
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
RH
Follow Roderick
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required