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KH

Karyl Eugene Harkins Jr

CRD# 816146·Registered 1975 - 1992
Previously Registered: Being a previously registered professional could mean that Karyl is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Karyl Eugene Harkins JR, who also goes by Karyl Eugene Harkins, was a registered financial advisor. Karyl was a previously registered financial professional and started their career in finance 1975 - 1992. Karyl had worked at 5 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Karyl Eugene Harkins

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

AMERICAN ASSET MANAGEMENT CORPORATION·CRD# 10695
BD
September 7, 1982 - April 10, 1992
FINANCIAL PLANNERS EQUITY CORPORATION·CRD# 7420
BD
March 3, 1982 - August 18, 1982
AMERICAN FUNDS & TRUSTS INCORPORATED·CRD# 1066
BD
June 23, 1980 - February 17, 1982
CAPITAL CLIENT GROUP, INC.·CRD# 6247
BD
March 21, 1977 - July 28, 1980
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
December 9, 1975 - April 19, 1977

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Current Firm

AA
AMERICAN ASSET MANAGEMENT CORPORATION

AMERICAN ASSET MANAGEMENT CORPORATION

CRD#: 10695 / SEC#: 8-28012
BD
Expelled by FINRA on 09/21/1992

Contact Information

Established

Utah since 01/15/1979

Firm Type

Corporation

Fiscal Year End

January

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1981About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Dec 1975

Series 24 — General Securities Principal Examination

Passed Feb 1982About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KH
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