Karyl E. Harkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karyl Eugene Harkins JR, who also goes by Karyl Eugene Harkins, was a registered financial professional .
Karyl is a previously registered financial professional and started their career in finance in 1975. Karyl had worked at 5 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 1982 - April 10, 1992
AMERICAN ASSET MANAGEMENT CORPORATION
March 3, 1982 - August 18, 1982
FINANCIAL PLANNERS EQUITY CORPORATION
June 23, 1980 - February 17, 1982
AMERICAN FUNDS & TRUSTS INCORPORATED
March 21, 1977 - July 28, 1980
CAPITAL CLIENT GROUP, INC.
December 9, 1975 - April 19, 1977
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/6/1975
Registered Representative ExaminationCurrent Firm
AMERICAN ASSET MANAGEMENT CORPORATION
CRD#: 10695 / SEC#: , 8-28012
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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