Larry J. Nienhuis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Jay Nienhuis was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1975. Larry had worked at 6 firms and has passed the Series 63, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 1993 - February 5, 2020
PARADIGM EQUITIES, INC.
May 1, 1993 - November 12, 1993
PRUDENTIAL RETIREMENT SERVICES, INC.
June 1, 1992 - May 1, 1993
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 12, 1991 - June 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 22, 1979 - July 26, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
December 9, 1975 - May 30, 1979
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/4/1975
Registered Representative ExaminationCurrent Firm
PARADIGM EQUITIES, INC.
CRD#: 31990 / SEC#: , 8-45593
Contact information
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEA FINANCIAL SERVICES | SHAREHOLDER | |
| EDOFF, ERIK JAMES | SECRETARY | |
| ELING, AARON JAMES | DIRECTOR | |
| FOX, JACOB PETER | CHIEF COMPLIANCE OFFICER | 7647404 |
| MADAFFERI, CHANDRA ANN | CHAIRPERSON | |
| MCGILLIS, ASHLEY NICOLE | CHIEF OPERATIONS OFFICER | 6431019 |
| REAUME, BRUCE MICHAEL | PRESIDENT | 3179618 |
| SHIPMAN, MICHELLE ANN | CHIEF FINANCIAL OFFICER | 4149477 |
| SMITH, BRETT R | DIRECTOR |
Disclosures
| Regulatory Event | 1 |
Red Flags
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