Gary R. Kurtz

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CRD#: 816053

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Ray Kurtz was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1975. Gary had worked at 6 firms and has passed the Series 63 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 15, 2018 - February 15, 2023

PRIVATE MANAGEMENT GROUP INC

RIA

CRD#: 104707

Laguna Niguel, CA

Past

July 17, 2001 - January 20, 2009

REGENCY SECURITIES, INC.

CRD#: 7846

IRVINE, CA

Past

May 20, 1993 - July 23, 1999

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

July 5, 1988 - October 1, 1992

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

July 9, 1984 - July 15, 1988

DOLPHIN SECURITIES, INC.

CRD#: 10525

Past

June 22, 1983 - September 30, 1985

PILOT FINANCIAL SERVICES, INC.

CRD#: 7838

Past

December 4, 1975 - July 9, 1981

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE MANAGEMENT GROUP INC

CRD#: 104707 / SEC#: 801-28023

RIA

Registered Investment Advisory firm - (9/26/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/11/1986

Uniform Securities Agent State Law Examination

Principal/Supervisory Exam

Series 00

Date: 12/1/1975

General Securities Principal Examination

Current Firm

PRIVATE MANAGEMENT GROUP INC

CRD#: 104707 / SEC#: 801-28023

RIA

Registered Investment Advisory firm - (9/26/1986 Approved)

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Contact information

Main Address

15635 Alton Parkway Suite 400, Irvine, CA 92618

Mailing Address

Phone number

(949) 752-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (3/20/2025)

Regulatory assets under management

Total Number of Accounts	6,784
AUM (Assets Under Management)	$ 4,515,879,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gary R. Kurtz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRIVATE MANAGEMENT GROUP INC

REGENCY SECURITIES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

DOLPHIN SECURITIES, INC.

PILOT FINANCIAL SERVICES, INC.

PACIFIC SELECT DISTRIBUTORS, LLC

Primary Firm SEC Registration

PRIVATE MANAGEMENT GROUP INC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/11/1986

Series 00

Date: 12/1/1975

Current Firm

PRIVATE MANAGEMENT GROUP INC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE MANAGEMENT GROUP INC

TRUST BUT VERIFY

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