Yukio Nagai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yukio Nagai was a registered financial professional .
Yukio is a previously registered financial professional and started their career in finance in 1975. Yukio had worked at 1 firm and has passed the Series 8, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 1975 - December 31, 1995
YAMAICHI INTERNATIONAL (AMERICA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 7/13/1990
General Securities Sales Supervisor Examination (Options Module & General Module)F04
Date: 11/27/1978
Financial Principal ExaminationSeries 00
Date: 11/15/1975
General Securities Principal ExaminationCurrent Firm
YAMAICHI INTERNATIONAL (AMERICA) INC.
CRD#: 909 / SEC#: , 8-4877
Contact information
Documents
Red Flags
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