Michael G. Zulinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael G Zulinski, who also goes by Michael George Zulinski, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1975. Michael had worked at 7 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE, Series 62 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2004 - January 6, 2022
SPC
January 18, 1989 - January 6, 2022
SIGMA FINANCIAL CORPORATION
July 31, 1984 - January 31, 1989
JOHN HANCOCK DISTRIBUTORS LLC
November 29, 1979 - July 17, 1984
ONEAMERICA SECURITIES, INC.
November 29, 1979 - July 24, 1984
AMERICAN UNITED LIFE INSURANCE COMPANY
September 19, 1977 - August 16, 1979
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
December 4, 1975 - February 2, 1987
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 62
Date: 10/21/1997
Corporate Securities Limited Representative ExaminationSeries 1
Date: 11/26/1975
Registered Representative ExaminationCurrent Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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