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Benjamin Jay Amos

RMG ADVISORS
Nashville, TN
·CRD# 8159260·1 year experience

Professional Summary

Benjamin Jay Amos, who also goes by Ben Jay Amos, Benjamin Amos, is a registered financial advisor currently at RMG ADVISORS located in Nashville, Tennessee. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Benjamin has worked at 1 firm.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Jay Amos, Benjamin Amos

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

RMG ADVISORS·CRD# 122366
RIA
Nashville, TN
September 8, 2025 - Present

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Current Firm

RA
RMG ADVISORS

LAPIN, JAMIE S. | RMG ADVISORS | RISK MANAGMENT GROUP, LLC | RISK MANAGEMENT GROUP, LLC | RISK MANAGEMENT GROUP

CRD#: 122366 / SEC#: 801-132202
RIA
Registered Investment Advisory firm - SEC (3/19/2025 Approved)
Maryland
Registered Investment Advisory firm - Maryland (4/29/2025 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (3/26/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

14 South Adams Street, Rockville, MD 20850

Phone Number

(301) 838-4111

# of Employees

6

SEC notice filing (9 States and Territories)

Registered to provide investment advisory services in 9 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RMG ADV PART 2A 3-2026 (3/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

465

AUM (Assets Under Management)

$200,477,570

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RMG ADVISORS

LAPIN, JAMIE S. | RMG ADVISORS | RISK MANAGMENT GROUP, LLC | RISK MANAGEMENT GROUP, LLC | RISK MANAGEMENT GROUP

CRD#: 122366 / SEC#: 801-132202
RIA
Registered Investment Advisory firm - SEC (3/19/2025 Approved)
Maryland
Registered Investment Advisory firm - Maryland (4/29/2025 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (3/26/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Tennessee
(9/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Jay Amos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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