Michael John Brayton
Professional Summary
Michael John Brayton, who also goes by Mike Brayton, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1975 - 2016. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Brayton
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
51 years in the financial services industry
Current & Past Employments
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Current Firm
STEBEN & COMPANY, INC. | STEBEN & COMPANY, LLC
Contact Information
Main Address
687 Excelsior Blvd., Excelsior, MN 55331Mailing Address
687 Excelsior Blvd., Excelsior, MN 55331Phone Number
(952) 767-6900Established
Maryland since 10/31/2019Firm Type
Limited Liability CompanyFiscal Year End
December# of Employees
8Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINZIE, KEVIN MICHAEL | CEO CCO | 4384324 |
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$69,181,112Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
STEBEN & COMPANY, INC. | STEBEN & COMPANY, LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 00 — General Securities Principal Examination
Passed Nov 1975Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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