Benjamin J. Carlson

BRIGGS WEALTH MANAGEMENT

Glastonbury, CT 06033

CRD#: 8159090

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Professional summary

Benjamin James Carlson, who also goes by Benjamin Carlson, is a registered financial advisor currently at BRIGGS WEALTH MANAGEMENT, INC. located in Glastonbury, Connecticut.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Benjamin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Carlson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2026 - Present

BRIGGS WEALTH MANAGEMENT, INC.

Office #1: 221 Addison Rd., Glastonbury, CT 06033

RIA

CRD#: 125518

Glastonbury, CT

Past

September 8, 2025 - January 4, 2026

JOHNSON BRUNETTI

RIA

CRD#: 171168

WETHERSFIELD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGGS WEALTH MANAGEMENT, INC.

BEACON FINANCIAL ADVISORY GROUP, LLC | BRIGGS WEALTH MANAGEMENT, LLC | BRIGGS WEALTH MANAGEMENT, INC.

CRD#: 125518 / SEC#: 801-66556

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Connecticut

Registered Investment Advisory firm - (8/16/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2024

Uniform Investment Adviser Law Examination

Current Firm

BRIGGS WEALTH MANAGEMENT, INC.

BEACON FINANCIAL ADVISORY GROUP, LLC | BRIGGS WEALTH MANAGEMENT, LLC | BRIGGS WEALTH MANAGEMENT, INC.

CRD#: 125518 / SEC#: 801-66556

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

Connecticut

Registered Investment Advisory firm - (8/16/2006 Terminated)

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Contact information

Main Address

221 Addison Road Unit101, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-8988

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	689
AUM (Assets Under Management)	$ 362,026,338

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2025	Cover Page	Report
09/17/2024	Cover Page	Report
09/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin J. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin James Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGGS WEALTH MANAGEMENT, INC.

JOHNSON BRUNETTI

Primary Firm SEC Registration

BRIGGS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2024

Current Firm

BRIGGS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRIGGS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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