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TS

Tracy K. Sherman

SHERMAN, YOUNG & LEAVITT
OREGON CITY, OR 97045
CRD#: 8158126
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TS
Tracy Kathleen ShermanSHERMAN, YOUNG & LEAVITT

Professional summary

Tracy Kathleen Sherman is a registered financial advisor currently at SHERMAN, YOUNG & LEAVITT, LLC located in Oregon City, Oregon.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Tracy has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Kathleen Sherman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 16, 2026 - Present

SHERMAN, YOUNG & LEAVITT, LLC

Office #1: 12708 Tidewater, Oregon City, OR 97045
RIA
CRD#: 152955
OREGON CITY, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(2/16/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/14/2026
Uniform Investment Adviser Law Examination

Current Firm

SY
SHERMAN, YOUNG & LEAVITT, LLC
SHERMAN INVESTMENT ADVISORS LLC | SHERMAN, YOUNG & LEAVITT, LLC | SHERMAN, YOUNG & ASSOCIATES

CRD#: 152955 / SEC#:

Oregon
Registered Investment Advisory firm - (1/23/2023 Approved)
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Contact information

Main Address
12708 Tidewater, Oregon City, OR 97045
Mailing Address
Phone number
(503) 307-6850
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts370
AUM (Assets Under Management)$ 72,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHERMAN, YOUNG & LEAVITT, LLC

CRD#: 152955Oregon City, OR 97045

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