Gerard H. Wetjen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Henry Wetjen, who also goes by Gerard Wetjen, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1975. Gerard had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2002 - October 19, 2009
FAIRPORT ADVISORS, INC.
April 8, 1986 - July 24, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 30, 1985 - November 13, 2025
FAIRPORT CAPITAL, INC.
March 15, 1983 - July 17, 1984
MOSELEY SECURITIES CORPORATION
September 1, 1977 - March 24, 1983
1717 CAPITAL MANAGEMENT COMPANY
December 1, 1975 - July 22, 1977
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/24/1975
Registered Representative ExaminationCurrent Firm
FAIRPORT ADVISORS, INC.
CRD#: 117177 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 54,700,000 |
Red Flags
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