MH
Michael N. Hartfield
FRANCIS
Yukon, OK
CRD#: 8157427
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MH
Michael N HartfieldFRANCIS
Professional summary
Michael N Hartfield is a registered financial advisor currently at FRANCIS LLC located in Yukon, Oklahoma.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Michael has worked at 1 firm .
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael N Hartfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
FRANCIS LLC
RIA
CRD#: 130687
Yukon, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FRANCIS LLC
FRANCIS INVESTMENT COUNSEL LLC | FRANCIS LLC | FRANCIS INVESTMENT COUNSEL, LLC
CRD#: 130687 / SEC#: 801-62841
RIA
Registered Investment Advisory firm - (3/12/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(9/5/2025)
IAR
Wisconsin(9/5/2025)
Exams
Current Firm
FL
FRANCIS LLC
FRANCIS INVESTMENT COUNSEL LLC | FRANCIS LLC | FRANCIS INVESTMENT COUNSEL, LLC
CRD#: 130687 / SEC#: 801-62841
RIA
Registered Investment Advisory firm - (3/12/2004 Approved)Loading...
Contact information
Main Address
19435 W. Capitol Drive, Brookfield, WI 53045
Mailing Address
Phone number
(866) 232-6457
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (48 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
