AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LL

Lisa Leder

AQUAS FINANCIAL
PLANO, TX 75024-4118
CRD#: 8156013
Some features on this profile are disabled
LL
Lisa LederAQUAS FINANCIAL

Professional summary

Lisa Leder, who also goes by Lisa Ellison, Lisa Manalo, Lisa Wier, is a registered financial professional currently at AQUAS FINANCIAL, LLC located in Plano, Texas.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 2025. Lisa has worked at 1 firm and has passed the Series 63, Series 99TO, SIE and Series 27 exams.

Aliases

Lisa Ellison | Lisa Manalo | Lisa Wier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Leder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 4, 2025 - Present

AQUAS FINANCIAL, LLC

Office #1: 5905 Legacy Drive A500, Plano, TX 75024-4118
BD
CRD#: 311274
PLANO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(1/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/24/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 10/3/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 6/26/2025
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/5/2026
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
AQUAS FINANCIAL, LLC
AQUAS FINANCIAL, LLC | DLP SECURITIES,.LLC | DLP SECURITIES, LLC | DLP SECURITIES LLC

CRD#: 311274 / SEC#: , 8-70610

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Loading...

Contact information

Main Address
5905 Legacy Drive A500, Plano, TX 75024-4118
Mailing Address
5905 Legacy Drive A500, Plano, TX 75024-4118
Phone number
(972) 907-8700
Established
Texas since 08/25/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAIN STREET TRUSTSHAREHOLDER
WAYNE WURTSBAUGH 2018 FAMILY DYNASTY TRUSTSHAREHOLDER
ALSEDEK, STEVEN MICHAELCHIEF COMPLIANCE OFFICER (CCO), CHIEF RISK OFFICER (CRO), ANTI-MONEY LAUNDERING OFFICER (AMLO)2520569
ALSEDEK, STEVEN MICHAELCOO, POO2520569
ALSEDEK, STEVEN MICHAELCHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO)2520569
JANOWSKI, JEFFHEAD OF ELECTRONIC TRADING / MARGIN PRINCIPAL / REGISTERED OPTIONS PRINCIPAL / MUNICIPAL SECURITIES PRINCIPAL5703929
WURTSBAUGH, WAYNE ALANCHIEF TECHNOLOGY OFFICER2629833
WURTSBAUGH, WAYNE ALANTRUSTEE / CHIEF EXECUTIVE OFFICER2629833

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AQUAS FINANCIAL, LLC

CRD#: 311274Plano, TX 75024-4118

TRUST BUT VERIFY

Monitor Lisa Leder

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
RICHARDSON, TX
David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
GRAPEVINE, TX
JM
Jonathan MeaneyAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
Dallas, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.