JC
James H. Canales
REDSWAN MARKETS
HOUSTON, TX 77002
CRD#: 8155813
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JC
James Hunter CanalesREDSWAN MARKETS
Professional summary
James Hunter Canales is a registered financial professional currently at REDSWAN MARKETS, LLC located in Houston, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 2025. James has worked at 1 firm and has passed the Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Hunter Canales's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2025 - Present
REDSWAN MARKETS, LLC
Office #1: 4201 Main St Suite 203, Houston, TX 77002BD
CRD#: 322259
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 11/20/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RM
REDSWAN MARKETS, LLC
REDSWAN MARKETS, LLC
CRD#: 322259 / SEC#: , 8-71020
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
4201 Main St Suite 300, Houston, TX 77002
Mailing Address
4201 Main St Suite 300, Houston, TX 77002
Phone number
(713) 487-9040
Established
Delaware since 04/21/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (3 States and Territories)
Red Flags
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