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GS

Gary L. Simpson

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CRD#: 815541
GS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Lee Simpson was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 8 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 6, 2013 - February 28, 2014

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
DALLAS, TX
Past

August 11, 2005 - August 1, 2012

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
DALLAS, TX
Past

August 13, 2002 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
DALLAS, TX
Past

August 13, 2002 - August 1, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
DALLAS, TX
Past

July 17, 2000 - August 1, 2002

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
DALLAS, TX
Past

July 17, 2000 - December 31, 2001

WORTHMARK FINANCIAL SERVICES, LLC

BD
CRD#: 47086
ST. PAUL, MN
Past

July 17, 2000 - August 1, 2002

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN
Past

November 20, 1989 - July 14, 2000

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

May 7, 1986 - September 21, 1989

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

June 11, 1985 - May 5, 1986

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478
Past

September 28, 1982 - April 8, 1985

NYLIFE SECURITIES LLC

BD
CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/27/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/28/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 11/17/1975
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/13/1998
General Securities Principal Examination

Current Firm

AS
ARGENTUS SECURITIES, LLC
ARGENTUS SECURITIES, LLC | SUMMITALLIANCE SECURITIES, L.L.C. | SIG SECURITIES, L.L.C. | CHURCHILL SECURITIES L.C.

CRD#: 45915 / SEC#: , 8-51230

BD
Terminated by SEC on 04/29/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 07/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARGENTUS PARTNERS, LLCOWNER
GILL, DOUGLAS WAYNEPRESIDENT2129646
SCHLANGEN, ROBERT PHILIPINTERIM CHIEF COMPLIANCE OFFICER2939848

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARGENTUS SECURITIES, LLC

CRD#: 45915

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