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Quinn Shumway

OPTIMX SECURITIES
WESTPORT, CT 06880
CRD#: 8154988
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QS
Quinn ShumwayOPTIMX SECURITIES

Professional summary

Quinn Shumway is a registered financial professional currently at OPTIMX SECURITIES LLC located in Westport, Connecticut.

Quinn is registered as a RR (Registered Representative) and started their career in finance in 2025. Quinn has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Quinn Shumway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2025 - Present

OPTIMX SECURITIES LLC

Office #1: 101 Franklin Street Suite 4, Westport, CT 06880
BD
CRD#: 290963
WESTPORT, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/2/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/1/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/8/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OS
OPTIMX SECURITIES LLC
OPTIMX SECURITIES LLC | SURFTRADE LLC

CRD#: 290963 / SEC#: , 8-70041

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
101 Franklin Street Suite 4, Westport, CT 06880
Mailing Address
101 Franklin Street Suite 4, Westport, CT 06880
Phone number
(310) 907-6370
Established
Nevada since 12/01/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIMX MARKETSOWNER
BARNETT, DAVID ALLENCEO4478679
LEGAYE, DANIEL EUGENE SRFINOP1055035
MARTEL, LAWRENCE GILBERTCCO2177025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIMX SECURITIES LLC

CRD#: 290963Westport, CT 06880

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