John M. Eberle
Professional summary
John Myron Eberle, who also goes by John M Eberle, is a registered financial professional currently at ROTH CAPITAL PARTNERS, LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1975. John has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, PC, Series 15, Series 5, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Myron Eberle's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2023 - Present
ROTH CAPITAL PARTNERS, LLC
Office #1: 141 W. Jackson Street Suite 3050, Chicago, IL 60604December 2, 2014 - January 31, 2023
MKM PARTNERS LLC
July 26, 1996 - June 26, 2014
CANTOR FITZGERALD & CO.
January 5, 1996 - July 3, 1996
KROLL SECURITIES LLC
September 1, 1994 - September 28, 1994
PRINCIPAL FINANCIAL SECURITIES,INC.
September 1, 1994 - September 14, 1995
RODMAN & RENSHAW INC.
September 6, 1991 - September 1, 1994
HAMILTON INVESTMENTS, INC.
January 10, 1989 - September 10, 1991
THE CHICAGO CORPORATION
April 25, 1984 - January 16, 1989
JEFFERIES LLC
June 18, 1979 - March 26, 1984
CITIGROUP GLOBAL MARKETS INC.
May 19, 1978 - July 29, 1979
KIDDER, PEABODY & CO. INCORPORATED
October 10, 1977 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
November 20, 1975 - December 4, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2023)
(2/28/2025)
(2/28/2025)
(2/28/2025)
(12/10/2024)
(6/11/2024)
(3/3/2025)
(2/28/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/16/2000
Limited Representative-Equity Trader ExamPC
Date: 10/4/1989
AMEX Put and Call ExamSeries 15
Date: 2/7/1984
Foreign Currency Options ExaminationSeries 5
Date: 3/8/1983
Interest Rate Options ExaminationSeries 8
Date: 11/3/1982
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
ROTH CAPITAL PARTNERS, LLC
CRD#: 15407 / SEC#: , 8-32129
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CR FINANCIAL HOLDINGS, INC. | MEMBER | |
| AKDENIZ, NAZAN | COO | 2522215 |
| GUREWITZ, AARON MICHAEL | CO-CHIEF EXECUTIVE OFFICER | 2244273 |
| LAMARCHE, KRISTIN DIANE | CHIEF COMPLIANCE OFFICER | 2582393 |
| MORK, JONATHAN ANDREW | MANAGER | 4349125 |
| PANAGIOTIDIS, ALEX | ROSFP | 4582559 |
| PLATT, RICHARD L | GENERAL COUNSEL | 2059118 |
| ROTH, BYRON CLARENCE | CHAIRMAN/MANAGER | 1768553 |
| ROTH, GORDON JAMES | CHIEF FINANCIAL OFFICER/FINOP/MANAGER | 3167226 |
| ROTH, THEODORE DAVID | VICE CHAIRMAN | 4615931 |
| SHETH, SAGAR ARVIND | CO-CHIEF EXECUTIVE OFFICER | 5209865 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
