Stanley E. Ellington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Edgar Ellington was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 2000. Stanley had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2010 - October 15, 2012
IBERIA CAPITAL PARTNERS L.L.C.
June 11, 2007 - September 24, 2008
COWEN SECURITIES LLC
March 24, 2000 - May 29, 2007
CAPITAL ONE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IBERIA CAPITAL PARTNERS L.L.C.
CRD#: 152766 / SEC#: , 8-68477
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON NATIONAL CORPORATION | MEMBER | |
| BYRD, DARYL GLYNN | DIRECTOR | 5761573 |
| LAKEY, MARY THIEL | CHIEF OPERATIONS OFFICER/CCO | 5842843 |
| PARKER, JEFFERSON GLENNY | DIRECTOR/CEO/CFO | 835439 |
| PELLETIER, MICHAEL DAVID | DIRECTOR | 5761585 |
| RESTEL, ANTHONY JOSEPH | DIRECTOR | 5762931 |
| WORLEY, CLIFTON M | DIRECTOR/PRESIDENT | 5246893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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