AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JS

Johannes J. Shaw

OASIS ADVISORS
FOREST CITY, IA 50436
CRD#: 8153611
Some features on this profile are disabled
JS
Johannes Jacobus ShawOASIS ADVISORS

Professional summary

Johannes Jacobus Shaw, who also goes by John J Shaw, is a registered financial advisor currently at OASIS ADVISORS located in Forest City, Iowa.

Johannes is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Johannes has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

John J Shaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johannes Jacobus Shaw's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2026 - Present

OASIS ADVISORS

Office #1: 136 S 4th Street, Forest City, IA 50436
RIA
CRD#: 335555
FOREST CITY, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OASIS ADVISORS
OASIS ADVISORS | OASIS ADVISORS, LLC

CRD#: 335555 / SEC#: 801-132394

RIA
Registered Investment Advisory firm - (4/11/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(6/10/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/23/2026
Uniform Investment Adviser Law Examination

Current Firm

OA
OASIS ADVISORS
OASIS ADVISORS | OASIS ADVISORS, LLC

CRD#: 335555 / SEC#: 801-132394

RIA
Registered Investment Advisory firm - (4/11/2025 Approved)
Loading...

Contact information

Main Address
136 S 4th Street, Forest City, IA 50436
Mailing Address
Phone number
(641) 251-6001
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - OASIS ADVISORS (10/22/2025)

Regulatory assets under management

Total Number of Accounts1,867
AUM (Assets Under Management)$ 239,311,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OASIS ADVISORS

CRD#: 335555Forest City, IA 50436

TRUST BUT VERIFY

Monitor Johannes Shaw

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kendell Wesley Frye
Kendell FryeAdvisorCheck Check Mark
CLEAR CREEK FINANCIAL MANAGEMENT, LLC
IAR
Meridian, ID
Louis Joseph Czerwinski
Louis CzerwinskiAdvisorCheck Check Mark
PKS ADVISORY SERVICES, LLC
IAR
RR
Southington, CT
Lawrence Douglas Kriesmer
Lawrence KriesmerAdvisorCheck Check Mark
MEASURED RISK PORTFOLIOS
IAR
San Diego, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.