Donald H. Gage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Henriksen Gage, CFP®, who also goes by Donald Craig Henrikson Gage, Donald H Gage, Donald Craig Henriksen Gage, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1975. Donald had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1996
Experience
May 18, 2022 - October 21, 2024
IP FINANCIAL ADVISORY SERVICES LLC
May 5, 2022 - October 21, 2024
INNOVATION PARTNERS LLC
May 19, 2005 - November 2, 2020
INTERVEST INTERNATIONAL, INC.
April 4, 2005 - November 2, 2020
INTERVEST INTERNATIONAL EQUITIES CORPORATION
April 17, 1995 - April 15, 2005
ROBERT W. BAIRD & CO. INCORPORATED
February 24, 1978 - April 6, 1995
MORGAN STANLEY DW INC.
November 20, 1975 - February 24, 1978
REYNOLDS SECURITIES, INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
