Philip J. Pulcini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip John Pulcini was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1975. Philip had worked at 9 firms and has passed the Series 63, SIE, PC, Series 3, Series 5, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2019 - April 3, 2023
SEAPORT GLOBAL SECURITIES LLC
June 21, 2017 - July 2, 2019
RAYMOND JAMES & ASSOCIATES, INC.
September 19, 2013 - June 9, 2017
CANTOR FITZGERALD & CO.
July 2, 2012 - September 16, 2013
VIRTU AMERICAS LLC
June 1, 2009 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
December 8, 2008 - June 16, 2009
NEWEDGE USA, LLC
September 27, 1979 - June 17, 2008
J.P. MORGAN SECURITIES LLC
March 25, 1976 - November 5, 1979
NEUBERGER SECURITIES CORP.
November 20, 1975 - April 29, 1976
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 11/7/1989
AMEX Put and Call ExamSeries 5
Date: 10/14/1981
Interest Rate Options ExaminationCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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