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AR

Anup Rao

TH GLOBAL CAPITAL ADVISORS
MIAMI, FL 33136
CRD#: 8152600
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AR
Anup RaoTH GLOBAL CAPITAL ADVISORS

Professional summary

Anup Rao is a registered financial professional currently at TH GLOBAL CAPITAL ADVISORS INC. located in Miami, Florida.

Anup is registered as a RR (Registered Representative) and started their career in finance in 2025. Anup has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anup Rao's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 15, 2025 - Present

TH GLOBAL CAPITAL ADVISORS INC.

Office #1: 100 Nw 6th Street #4008, Miami, FL 33136
BD
CRD#: 334543
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/23/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/26/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/15/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/15/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TG
TH GLOBAL CAPITAL ADVISORS INC.
TH GLOBAL CAPITAL ADVISORS INC.

CRD#: 334543 / SEC#: , 8-71329

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
27070 Serrano Way, Bonita Springs, FL 34135
Mailing Address
27070 Serrano Way, Bonita Springs, FL 34135
Phone number
(201) 274-5741
Established
Wyoming since 01/28/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
TECHNOLOGY HOLDINGS GLOBAL INCSOLE OWNER
BEVAUN, MARLONFINOP6259795
CARUSO, DAVID JOHNCEO1261444
DOLAN, ERIK JCCO3161467

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TH GLOBAL CAPITAL ADVISORS INC.

CRD#: 334543Miami, FL 33136

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