Robert L. Ceresa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Louis Ceresa was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1975. Robert had worked at 16 firms and has passed the Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2019 - February 2, 2021
ROBERTS & RYAN, INC.
March 7, 2012 - June 12, 2014
ACADEMY SECURITIES, INC.
July 19, 2010 - March 6, 2012
BLAYLOCK VAN, LLC
October 25, 2004 - July 19, 2010
GRIGSBY & ASSOCIATES, INC.
February 2, 2001 - October 1, 2004
M. R. BEAL & COMPANY
February 8, 2000 - March 7, 2001
LOOP CAPITAL MARKETS LLC
May 19, 1997 - January 11, 1999
ARTEMIS CAPITAL GROUP, INC.
January 1, 1996 - April 9, 1997
GRIGSBY & ASSOCIATES, INC.
July 19, 1993 - December 13, 1995
MURIEL SIEBERT & CO., LLC
November 30, 1988 - August 10, 1993
CIBC WORLD MARKETS CORP.
December 17, 1987 - December 6, 1988
PRESCOTT, BALL & TURBEN, INC.
August 17, 1987 - November 5, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
February 4, 1987 - August 29, 1987
E. F. HUTTON & COMPANY INC
June 11, 1985 - October 28, 1986
PURCELL GRAHAM INCORPORATED
August 30, 1984 - July 12, 1985
CIBC WORLD MARKETS CORP.
February 17, 1981 - June 25, 1984
SCHRODER & CO. INC.
November 29, 1978 - March 6, 1981
GLICKENHAUS & CO.
November 20, 1975 - November 23, 1978
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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