Frederick J. Kaufman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick James Kaufman JR was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1975. Frederick had worked at 15 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 1987 - December 15, 1987
FIRST POTOMAC SECURITIES CORPORATION
May 12, 1986 - May 20, 1987
INVESTORS SECURITY COMPANY, INC.
July 8, 1985 - April 8, 1986
INLAND SECURITIES CORPORATION
April 8, 1985 - July 23, 1985
INVESTACORP, INC.
June 27, 1984 - October 26, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
March 17, 1983 - August 18, 1987
F.J. KAUFMAN AND COMPANY OF VIRGINIA
March 12, 1982 - June 16, 1982
CORBY CAPITAL MARKETS, INC.
April 3, 1981 - August 11, 1981
LANG AND COMPANY
December 1, 1980 - December 23, 1982
WILENS SECURITIES, CO.
October 1, 1979 - April 10, 1980
PRUDENTIAL EQUITY GROUP, LLC
September 20, 1978 - March 2, 1979
E. F. HUTTON & COMPANY INC
April 12, 1977 - March 24, 1978
MOSELEY, HALLGARTEN & ESTABROOK INC
December 20, 1976 - June 27, 1977
E. F. HUTTON & COMPANY INC
August 27, 1976 - February 3, 1977
BACHE HALSEY STUART INC.
May 26, 1976 - September 29, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
November 20, 1975 - August 27, 1976
BACHE & CO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST POTOMAC SECURITIES CORPORATION
CRD#: 15531 / SEC#: , 8-32266
Contact information
Documents
Red Flags
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