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SD

Spencer J. Dart

WEALTHFORGE SECURITIES
Newport Beach, CA 92660
CRD#: 8150068
Some features on this profile are disabled
SD
Spencer Joseph DartWEALTHFORGE SECURITIES

Professional summary

Spencer Joseph Dart is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Newport Beach, California.

Spencer is registered as a RR (Registered Representative) and started their career in finance in 2025. Spencer has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Spencer Joseph Dart's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2026 - Present

WEALTHFORGE SECURITIES, LLC

Office #1: 4400 Macarthur Boulevard Suite 720, Newport Beach, CA 92660
BD
CRD#: 152550
Newport Beach, CA
Past

October 14, 2025 - January 2, 2026

CABIN SECURITIES, INC.

BD
CRD#: 137608
Laguna Niguel, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/8/2026)
RR
Alaska
(1/8/2026)
RR
Arizona
(1/8/2026)
RR
Arkansas
(1/8/2026)
RR
California
(1/8/2026)
RR
Colorado
(1/8/2026)
RR
Connecticut
(1/8/2026)
RR
Delaware
(1/8/2026)
RR
District of Columbia
(1/8/2026)
RR
Florida
(1/8/2026)
RR
Georgia
(1/8/2026)
RR
Hawaii
(1/8/2026)
RR
Idaho
(1/8/2026)
RR
Illinois
(1/8/2026)
RR
Indiana
(1/8/2026)
RR
Iowa
(1/8/2026)
RR
Kansas
(1/8/2026)
RR
Kentucky
(1/8/2026)
RR
Louisiana
(1/8/2026)
RR
Maine
(1/8/2026)
RR
Maryland
(1/8/2026)
RR
Massachusetts
(1/8/2026)
RR
Michigan
(1/8/2026)
RR
Minnesota
(1/8/2026)
RR
Mississippi
(1/8/2026)
RR
Missouri
(1/8/2026)
RR
Montana
(1/8/2026)
RR
Nebraska
(1/8/2026)
RR
Nevada
(1/8/2026)
RR
New Hampshire
(1/8/2026)
RR
New Jersey
(1/8/2026)
RR
New Mexico
(1/8/2026)
RR
New York
(1/8/2026)
RR
North Carolina
(1/8/2026)
RR
North Dakota
(1/8/2026)
RR
Ohio
(1/8/2026)
RR
Oklahoma
(1/8/2026)
RR
Oregon
(1/8/2026)
RR
Pennsylvania
(1/8/2026)
RR
Puerto Rico
(1/8/2026)
RR
Rhode Island
(1/8/2026)
RR
South Carolina
(1/8/2026)
RR
South Dakota
(1/8/2026)
RR
Tennessee
(1/8/2026)
RR
Texas
(1/8/2026)
RR
Utah
(1/8/2026)
RR
Vermont
(1/8/2026)
RR
Virgin Islands
(1/8/2026)
RR
Virginia
(1/8/2026)
RR
Washington
(1/8/2026)
RR
West Virginia
(1/8/2026)
RR
Wisconsin
(1/8/2026)
RR
Wyoming
(1/8/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/22/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/14/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/12/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT
ARLES, DONNA DIPIETROCFO, PFO, POO6489389
RAPER, JAMES LEROY JRCCO, COO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHFORGE SECURITIES, LLC

CRD#: 152550Newport Beach, CA 92660

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