Larry K. Lester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Kent Lester was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1975. Larry had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2006 - October 31, 2014
THE SECURITIES CENTER, INC.
August 5, 1986 - October 6, 2006
GUSTAFSON FINANCIAL, INC.
May 19, 1978 - April 25, 1986
KIDDER, PEABODY & CO. INCORPORATED
November 1, 1975 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE SECURITIES CENTER, INC.
CRD#: 13971 / SEC#: , 8-30099
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDDLE, JAMES EDWARD | CHIEF COMPLIANCE OFFICER | 21083 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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