Nora M. Vincent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nora Mearle Boyd Vincent, who also goes by Nora Boyd VIncent, was a registered financial professional .
Nora is a previously registered financial professional and started their career in finance in 1975. Nora had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2003 - December 31, 2003
SSN ADVISORY, INC.
January 3, 2002 - January 31, 2017
SECURITIES SERVICE NETWORK, LLC
August 9, 1994 - December 31, 2001
SECURITIES AMERICA, INC.
November 1, 1984 - August 5, 1994
OMEGA SECURITIES, INC.
November 4, 1975 - May 6, 1977
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/28/1975
Registered Representative ExaminationCurrent Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
