KH
Kevin Hoffmann
HOROWITZ & COMPANY
FORT LAUDERDALE, FL 33316
CRD#: 8144867
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KH
Kevin HoffmannHOROWITZ & COMPANY
Professional summary
Kevin Hoffmann is a registered financial advisor currently at HOROWITZ & COMPANY, INC. located in Fort Lauderdale, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Kevin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Hoffmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2025 - Present
HOROWITZ & COMPANY, INC.
Office #1: 901 South Federal Highway Suite 202, Fort Lauderdale, FL 33316RIA
CRD#: 106737
FORT LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HOROWITZ & COMPANY, INC.
HOROWITZ & CO INC | HOROWITZ & COMPANY, INC. | HOROWITZ & COMPANY, INC
CRD#: 106737 / SEC#: 801-133795
RIA
Registered Investment Advisory firm - (6/30/2025 Approved)Arizona
Registered Investment Advisory firm - (11/10/2023 Terminated)California
Registered Investment Advisory firm - (8/6/2025 Terminated)Colorado
Registered Investment Advisory firm - (7/8/2025 Terminated)Florida
Registered Investment Advisory firm - (7/7/2025 Terminated)Georgia
Registered Investment Advisory firm - (7/24/2025 Terminated)Louisiana
Registered Investment Advisory firm - (7/7/2025 Terminated)Michigan
Registered Investment Advisory firm - (7/21/2025 Terminated)New York
Registered Investment Advisory firm - (11/10/2023 Terminated)North Carolina
Registered Investment Advisory firm - (7/9/2025 Terminated)Ohio
Registered Investment Advisory firm - (7/7/2025 Terminated)Texas
Registered Investment Advisory firm - (7/7/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/10/2025 Terminated)Washington
Registered Investment Advisory firm - (8/7/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (12/12/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/12/2025)
IAR
Texas(8/6/2025)
Current Firm
H&
HOROWITZ & COMPANY, INC.
HOROWITZ & CO INC | HOROWITZ & COMPANY, INC. | HOROWITZ & COMPANY, INC
CRD#: 106737 / SEC#: 801-133795
RIA
Registered Investment Advisory firm - (6/30/2025 Approved)Arizona
Registered Investment Advisory firm - (11/10/2023 Terminated)California
Registered Investment Advisory firm - (8/6/2025 Terminated)Colorado
Registered Investment Advisory firm - (7/8/2025 Terminated)Florida
Registered Investment Advisory firm - (7/7/2025 Terminated)Georgia
Registered Investment Advisory firm - (7/24/2025 Terminated)Louisiana
Registered Investment Advisory firm - (7/7/2025 Terminated)Michigan
Registered Investment Advisory firm - (7/21/2025 Terminated)New York
Registered Investment Advisory firm - (11/10/2023 Terminated)North Carolina
Registered Investment Advisory firm - (7/9/2025 Terminated)Ohio
Registered Investment Advisory firm - (7/7/2025 Terminated)Texas
Registered Investment Advisory firm - (7/7/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/10/2025 Terminated)Washington
Registered Investment Advisory firm - (8/7/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (12/12/2012 Terminated)Loading...
Contact information
Main Address
901 South Federal Highway Suite 202, Fort Lauderdale, FL 33316
Mailing Address
Phone number
(954) 349-0800
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 393 |
| AUM (Assets Under Management) | $ 145,410,356 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOROWITZ & COMPANY, INC.
CRD#: 106737Fort Lauderdale, FL 33316TRUST BUT VERIFY
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