Adam W. Mizinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam William Mizinski III, who also goes by Adam William Mizinski, was a registered financial advisor .
Adam is a previously registered financial advisor and started their career in finance in 1975. Adam had worked at 5 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 27, 2001 - September 1, 2004
PENSION PLANNERS SECURITIES, INC.
September 15, 2000 - September 1, 2004
PENSION PLANNERS SECURITIES, INC.
April 1, 1991 - September 21, 2000
SECURITIES AMERICA, INC.
March 10, 1978 - April 3, 1991
G. W. STORY & ASSOCIATES, INC.
November 15, 1977 - June 12, 1978
TITAN/VALUE EQUITIES GROUP, INC.
November 4, 1975 - December 14, 1977
M. H. DECKARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/30/1975
Registered Representative ExaminationCurrent Firm
PENSION PLANNERS SECURITIES, INC.
CRD#: 14068 / SEC#: , 8-30212
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
