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Daniel M. Ockey

THREE PHASES WEALTH ADVISORS
INDIAN TRAIL, NC
CRD#: 8144836
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Daniel Michael OckeyTHREE PHASES WEALTH ADVISORS

Professional summary

Daniel Michael Ockey, who also goes by Dan Ockey, Daniel Ockey, is a registered financial advisor currently at THREE PHASES WEALTH ADVISORS LLC located in Indian Trail, North Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Daniel has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Dan Ockey | Daniel Ockey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Michael Ockey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2025 - Present

THREE PHASES WEALTH ADVISORS LLC

RIA
CRD#: 338143
INDIAN TRAIL, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(5/15/2026)
IAR
North Carolina
(10/14/2025)
IAR
Texas
(11/21/2025)
IAR
Utah
(2/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/26/2025
Uniform Investment Adviser Law Examination

Current Firm

TP
THREE PHASES WEALTH ADVISORS LLC
CENTSEI INVESTMENT ADVISORS LLC | THREE PHASES WEALTH ADVISORS, LLC | THREE PHASES WEALTH ADVISORS LLC

CRD#: 338143 / SEC#:

North Carolina
Registered Investment Advisory firm - (10/14/2025 Approved)
Texas
Registered Investment Advisory firm - (10/29/2025 Conditional Restricted)
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Contact information

Main Address
Indian Trail, NC
Mailing Address
Phone number
(801) 318-5720
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THREE PHASES WEALTH ADVISORS LLC

CRD#: 338143Indian Trail, NC

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