Robert A. Tietze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Tietze, who also goes by Bob Tietze, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1975. Robert had worked at 3 firms and has passed the Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1993 - February 12, 2003
DST SECURITIES, INC.
February 21, 1990 - October 20, 1993
INVESTORS BROKERAGE SERVICES, INC.
December 17, 1982 - February 13, 1990
WADDELL & REED
November 3, 1975 - September 14, 1978
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 10/24/1975
General Securities Principal ExaminationCurrent Firm
DST SECURITIES, INC.
CRD#: 8129 / SEC#: , 8-24385
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DST SYSTEMS, INC. | SHAREHOLDER OF COMMON STOCK | |
| ONEAL, JOHN THOMAS | PRESIDENT | 716521 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
