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DF

Deborah C. Ferdon

WESBANCO INVESTMENT DEPARTMENT
WHEELING , WV 26003-3565
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CRD#: 814321
DF

Professional summary


Deborah Cordiner Ferdon, who also goes by Deborah Anne Cordiner, is a registered financial advisor currently at WESBANCO INVESTMENT DEPARTMENT located in Wheeling , West Virginia.

Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Deborah has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 51, Series 39, Series 27, Series 4, Series 53, Series 24 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Deborah Anne Cordiner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHIEF COMPLIANCE OFFICER - WESBANCO INVESTMENT DEPARTMENT (REGISTERED INVESTMENT ADVISER), WESMARK FUNDS (INVESTMENT COMPANY), WESBANCO TRUST AND INVESTMENT SERVICES (BANK TRUST DEPARTMENT). 90% BUSINESS TIME ALLOCATED TO THESE ACTIVITIES.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Deborah Cordiner Ferdon's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 2004 - Present

WESBANCO INVESTMENT DEPARTMENT

Office #1: 1 Bank Plaza Fifth Floor, Wheeling , WV 26003-3565
RIA
CRD#: 111907
WHEELING , WV
Past

October 28, 2004 - October 9, 2019

WESBANCO SECURITIES, INC.

BD
CRD#: 43276
WHEELING, WV
Past

August 6, 2004 - October 1, 2004

NATCITY INVESTMENTS, INC.

RIA
CRD#: 17490
CINCINNATI, OH
Past

August 3, 2004 - October 1, 2004

PROVIDENT INVESTMENT ADVISORS INC

RIA
CRD#: 105851
CINCINNATI, OH
Past

January 24, 2001 - October 1, 2004

LUMENT SECURITIES, LLC

BD
CRD#: 14840
COLUMBUS, OH
Past

September 15, 1998 - February 22, 2001

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

July 27, 1998 - August 31, 1998

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL
Past

November 6, 1996 - July 27, 1998

STANDARD BROKERAGE SERVICES, INC.

BD
CRD#: 14387
Past

February 13, 1995 - September 20, 1995

CARILLON INVESTMENTS, INC.

BD
CRD#: 14646
CINCINNATI, OH
Past

January 14, 1992 - July 14, 1994

COMMERCE BROKERAGE SERVICES, INC.

BD
CRD#: 17140
CLAYTON, MO
Past

August 4, 1987 - January 2, 1992

MARKETING ONE SECURITIES, INC.

BD
CRD#: 16611
PORTLAND, OR
Past

September 18, 1985 - July 18, 1987

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Past

December 17, 1979 - September 16, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

November 1, 1975 - November 26, 1979

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WESBANCO INVESTMENT DEPARTMENT
INVESTMENT DEPARTMENT | WESBANCO INVESTMENT DEPARTMENT | WESBANCO BANK, INC. | INVESTMENT DEPARTMENT-A DIVISION OF WESBANCO BANK, INC.

CRD#: 111907 / SEC#: 801-60151

RIA
Registered Investment Advisory firm - (3/30/2001 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
West Virginia
(10/28/2004)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/2/2004
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


WI
WESBANCO INVESTMENT DEPARTMENT
INVESTMENT DEPARTMENT | WESBANCO INVESTMENT DEPARTMENT | WESBANCO BANK, INC. | INVESTMENT DEPARTMENT-A DIVISION OF WESBANCO BANK, INC.

CRD#: 111907 / SEC#: 801-60151

RIA
Registered Investment Advisory firm - (3/30/2001 Approved)
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Contact information


Main Address
One Bank Plaza Fifth Floor, Wheeling, WV 26003-3565
Mailing Address
Phone number
(304) 905-7503
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (1 States and Territories)


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Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts6
AUM (Assets Under Management)$ 868,546,829

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESBANCO INVESTMENT DEPARTMENT

CRD#: 111907Wheeling , WV 26003-3565

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