CH
Craig W. Henderson
FEDERATED INVESTMENT COUNSELING
Chicago, IL 60654
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CRD#: 814310
CH
Professional summary
Craig Wilton Henderson is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Chicago, Illinois.
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Craig has worked at 3 firms and has passed the Series 65, Series 63, Series 5, Series 3, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FROM 10/2010 TO PRESENT, MANAGING PARTNER OF HENDERSON FARMS AT 20 W. KINZIE ST., SUITE 1100, CHICAGO, IL 60654. DUTIES ARE NOT PERFORMED DURING INVESTMENT HOURS AND ARE NOT INVESTMENT RELATED. TIME SPENT IS APPROXIMATELY 4 TO 6 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Wilton Henderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 27, 2022 - Present
FEDERATED INVESTMENT COUNSELING
Office #1: 20 West Kinzie Street, Suite 1100, Chicago, IL 60654RIA
CRD#: 105325
Chicago, IL
Past
January 10, 1998 - December 2, 2022
C.W. HENDERSON & ASSOCIATES, INC.
RIA
CRD#: 108213
CHICAGO, IL
Past
October 23, 1975 - October 14, 1989
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
Registered Investment Advisory firm - (6/12/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/27/2022)
IAR
New York(10/27/2022)
IAR
Pennsylvania(10/28/2022)
IAR
Puerto Rico(11/14/2022)
IAR
Texas(10/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 5
Date: 2/13/1987
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/5/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
Registered Investment Advisory firm - (6/12/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 Liberty Avenue, Pittsburgh, PA 15222-3779
Mailing Address
Phone number
(412) 288-1900
Established
Firm type
Fiscal year end
# of Employees
213
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,579 |
| AUM (Assets Under Management) | $ 199,641,239,415 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/11/2023 | ||
| 07/29/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
